STEPHEN H. GLAD Consultant to the Securities Industry and Financial Institutions Training, education and professional development: All training programs and seminars can be customized to meet the specific goals of your organization. Understanding the Securities Industry and Securities Settlement and Clearance. The Uniform Net Capital Rule (SEC Rule 15c3-1) Possession or Control and the Customer Reserve Formula (SEC Rule 15c3-3) Understanding Margin Requirements Other programs are available or can be designed to meet the specific requirements of your organization and employees. Home    Training and Education    Industry Regulations    Regulatory Agencies To learn more about these services Contents last revised on 12/27/07 (c) Stephen H. Glad 2007